The Citi invited applications for the post of Equities Trade Processing Analyst
Qualifications
- CA / MBA and preferably NISM certified
- 3-5 years of experience in Capital Markets specifically in brokerage operations
- Consistently demonstrates clear and concise written and verbal communication skills
Responsibilities:
- Client on-boarding for Institutional, Corporate and HNI Clients by complying with local regulatory requirements, Citi internal due-diligence requirements and Risk Based KYC norms. This entails risk categorization, documentation, sanctions screening, names screening and multi-layered escalations.
- Managing the Equities trading and clearing Operations for Institutional clients viz., FIIs, MFs, Insurance Companies, FDIs and large corporates.
- Support the team in managing the day to day activities in an effortless and error free manner.
- Core processing of activities related to transaction processing, maintenances, Exchange reporting’s, & other functions for BAU activities.
- Stock Exchange and custodian Settlements, monitoring Trade Life Cycle, Risk Management, Client Servicing, Process re-engineering initiatives.
- Ensure compliance with regulatory guidelines and assist in regulatory and financial inspections
- Perform operational activities for reconciliations and client reporting
- Ensure meeting internal and regulatory Compliance and Control requirements of Citi.
- Managing complex Operational Risk controls as per internal Citi standards.
- Extend support to business in technology and process efficiencies initiatives and implement regulatory changes.
JOB LOCATION: Mumbai, India
For more details and to apply, click here
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